Li, Liwen 李立雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2021-05-03 | 2021-06-25 | Rep | Advising on securities | 2021-05-03 | 2021-06-25 | Rep | Asset management | 2021-05-03 | 2021-06-25 |
| 2 | HAITONG INTERNATIONAL CAPITAL (HK) LIMITED | Rep | Advising on corporate finance | 2018-11-28 | 2019-11-30 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2018-09-24 | 2020-03-16 | Rep | Dealing in securities | 2018-11-28 | 2020-03-16 |
| 4 | ICBC Asset Management (Global) Company Limited | Rep | Advising on securities | 2017-06-19 | 2018-06-01 | Rep | Asset management | 2017-06-19 | 2018-06-01 |
| 5 | Shang International Finance Limited | Rep | Advising on corporate finance | 2012-07-04 | 2014-07-16 | Rep | Advising on securities | 2014-06-17 | 2014-07-16 | Rep | Dealing in securities | 2014-06-17 | 2014-07-16 |
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