Lee, Yun Yun Vivien 李茵茵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock Asset Management North Asia Limited | Rep | Dealing in securities | 2018-03-26 | Rep | Advising on securities | 2018-04-13 | Rep | Asset management | 2018-04-13 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2013-07-04 | 2017-10-28 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2012-07-09 | 2013-05-07 | Rep | Dealing in futures contracts | 2012-07-09 | 2013-05-07 |
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