Kawakita, Yasuhiko
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2012-07-09 | 2012-07-20 | Rep | Dealing in securities | 2012-11-12 | 2013-09-12 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2012-07-09 | 2012-07-20 | Rep | Dealing in securities | 2012-07-09 | 2012-07-20 | Rep | Dealing in futures contracts | 2012-11-12 | 2013-09-12 | Rep | Dealing in securities | 2012-11-12 | 2013-09-12 |
| 3 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2017-09-29 | Rep | Dealing in securities | 2017-09-29 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-11-14 | 2014-11-22 | Rep | Dealing in securities | 2014-11-14 | 2014-11-22 | Rep | Dealing in futures contracts | 2014-11-28 | 2017-05-27 | Rep | Dealing in securities | 2014-11-28 | 2017-05-27 |
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