Mototani, Daisuke (SFC:AZU889)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-07-09 | 2013-02-19 | Rep | Dealing in securities | 2012-07-09 | 2013-02-19 | Rep | Advising on futures contracts | 2012-07-09 | 2015-01-22 | Rep | Advising on securities | 2012-07-09 | 2015-01-22 | RO | Dealing in futures contracts | 2013-02-19 | 2017-08-22 | RO | Dealing in securities | 2013-02-19 | 2017-08-22 | RO | Advising on futures contracts | 2015-01-22 | 2017-08-22 | RO | Advising on securities | 2015-01-22 | 2017-08-22 | Rep | Advising on futures contracts | 2017-08-22 | 2017-10-19 | Rep | Dealing in futures contracts | 2017-08-22 | 2017-10-19 | Rep | Advising on securities | 2017-08-22 | 2022-05-03 | Rep | Dealing in securities | 2017-08-22 | 2022-05-03 |
| 2 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-07-09 | 2013-02-19 | Rep | Dealing in securities | 2012-07-09 | 2013-02-19 | RO | Dealing in futures contracts | 2013-02-19 | 2013-05-31 | RO | Dealing in securities | 2013-02-19 | 2013-05-31 |
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