Yu, Tricia Ka Yan 余嘉欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Goldman Sachs Investment Management Hong Kong Limited | Rep | Advising on securities | 2012-07-10 | 2013-01-18 | Rep | Asset management | 2012-07-10 | 2013-01-18 | Rep | Dealing in securities | 2012-07-10 | 2013-01-18 |
| 2 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on futures contracts | 2013-03-15 | 2015-02-17 | Rep | Advising on securities | 2013-03-15 | 2017-05-31 |
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