Kong, Xiangming 孔祥明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2012-07-11 | 2015-06-26 |
| 2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-07-09 | 2016-10-28 |
| 3 | CITIC Securities (Hong Kong) Limited | Rep | Advising on securities | 2015-07-09 | 2016-10-28 |
| 4 | CLSA LIMITED | Rep | Advising on securities | 2015-07-09 | 2016-10-28 |
| 5 | Zheng He Capital Management Limited | Rep | Advising on securities | 2017-03-07 | 2017-04-03 |
| 6 | Righteous Capital Limited | Rep | Advising on securities | 2019-07-24 | 2023-03-03 |
| 7 | Zheng He Capital Management Limited | Rep | Asset management | 2017-03-07 | 2017-04-03 |
| 8 | Righteous Capital Limited | Rep | Asset management | 2019-07-24 | 2023-03-03 |
| 9 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2012-07-11 | 2015-06-26 |
| 10 | CLSA LIMITED | Rep | Dealing in securities | 2015-07-09 | 2016-10-28 |
| 11 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-11-28 | 2016-12-15 |
| 12 | Righteous Capital Limited | RO | Advising on securities | 2023-03-03 | |
| 13 | Righteous Capital Limited | RO | Asset management | 2023-03-03 | |
| 14 | Righteous Capital Limited | RO | Dealing in securities | 2023-03-03 |
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