Hotta, Kenjin Tom
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2012-07-11 | 2016-09-21 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2017-04-07 | 2017-04-12 | Rep | Dealing in securities | 2017-04-07 | 2017-04-12 | Rep | Advising on securities | 2017-12-05 | 2017-12-09 | Rep | Dealing in securities | 2017-12-05 | 2017-12-09 | Rep | Advising on securities | 2018-03-26 | 2018-03-29 | Rep | Dealing in securities | 2018-03-26 | 2018-03-29 | Rep | Advising on securities | 2018-11-19 | 2018-11-23 | Rep | Advising on securities | 2019-03-12 | 2019-03-16 | Rep | Advising on securities | 2022-12-02 | 2022-12-09 | Rep | Advising on securities | 2023-03-17 | 2023-03-23 | Rep | Advising on securities | 2023-07-14 | 2023-07-20 | Rep | Advising on securities | 2023-11-21 | 2023-11-24 | Rep | Advising on securities | 2024-04-12 | 2024-04-17 |
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