Son Keng Po, Dy Wilfred 孫偉銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Huayu Securities Limited | Rep | Dealing in securities | 2018-12-06 | 2019-12-08 |
| 2 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2012-07-11 | 2017-10-16 | Rep | Asset management | 2012-07-11 | 2017-10-16 | Rep | Dealing in securities | 2012-07-11 | 2017-10-16 | RO | Advising on securities | 2017-10-16 | 2018-05-02 | RO | Dealing in securities | 2017-10-16 | 2018-05-02 | RO | Asset management | 2017-10-16 | 2018-06-01 | Rep | Advising on securities | 2018-05-02 | 2018-06-01 | Rep | Dealing in securities | 2018-05-02 | 2018-06-01 |
| 3 | PineBridge Investments Hong Kong Limited | Rep | Asset management | 2012-07-11 | 2017-10-16 | Rep | Dealing in securities | 2012-07-11 | 2017-10-16 | RO | Dealing in securities | 2017-10-16 | 2018-05-02 | RO | Asset management | 2017-10-16 | 2018-06-01 | Rep | Dealing in securities | 2018-05-02 | 2018-06-01 |
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