Lu, Yi Chun (SFC:AZX329) 盧奕均
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Golden K2 Securities Limited | Rep | Advising on corporate finance | 2018-09-17 | 2021-06-17 | Rep | Dealing in securities | 2018-09-17 | 2021-12-31 | Rep | Dealing in securities | 2022-10-12 | 2023-11-28 |
| 2 | Maxcess Capital Limited | Rep | Advising on securities | 2018-09-17 | 2021-12-31 | Rep | Asset management | 2018-09-17 | 2021-12-31 | Rep | Advising on securities | 2022-10-12 | Rep | Asset management | 2022-10-12 |
| 3 | NEW VISION CAPITAL PARTNERS LIMITED | RO | Advising on securities | 2022-03-08 | 2022-07-06 | RO | Asset management | 2022-03-08 | 2022-07-06 |
| 4 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2012-07-16 | 2013-05-11 | Rep | Dealing in securities | 2012-07-16 | 2013-05-11 | Rep | Advising on corporate finance | 2012-08-17 | 2013-05-11 |
| 5 | Win Harvest Asset Management Limited | Rep | Advising on securities | 2016-01-15 | 2016-09-20 | Rep | Asset management | 2016-01-15 | 2016-09-20 |
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