Zhao, Yang (SFC:AZX409) 趙揚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2012-07-17 | 2014-11-14 | Rep | Dealing in securities | 2012-07-17 | 2014-11-14 | Rep | Advising on securities | 2021-09-03 | Rep | Dealing in securities | 2021-09-03 |
2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2015-02-03 | 2018-04-30 |
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