Yeung, Catherine Hiu Yan 楊曉欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Anli Securities Limited | Rep | Advising on securities | 2021-11-30 | 2022-12-30 | Rep | Dealing in securities | 2021-11-30 | 2022-12-30 |
| 2 | Apollo Asset Management Limited (HK) | Rep | Advising on securities | 2023-01-10 | 2023-02-23 | Rep | Asset management | 2023-01-10 | 2023-02-23 | RO | Advising on securities | 2023-02-23 | 2024-01-08 | RO | Asset management | 2023-02-23 | 2024-01-08 |
| 3 | DaoKou Asset Management Limited | Rep | Advising on securities | 2019-07-22 | 2021-11-18 | Rep | Asset management | 2019-07-22 | 2021-11-18 |
| 4 | DaoKou Securities Limited | Rep | Dealing in securities | 2019-09-25 | 2021-11-18 |
| 5 | Donghai International Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2017-11-15 | 2019-04-30 | Rep | Asset management | 2017-11-15 | 2019-04-30 |
| 6 | Donghai International Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2017-01-20 | 2017-10-24 |
| 7 | Donghai International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2017-01-20 | 2017-10-24 |
| 8 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2025-02-26 | |
| 9 | Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2012-07-17 | 2017-01-01 | Rep | Dealing in securities | 2012-07-17 | 2017-01-01 |
| 10 | VC International Asset Management Limited | Rep | Asset management | 2022-02-08 | 2022-12-30 |
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