Li, Ho Fung 李可鋒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aden Financial Group Limited | RO | Advising on securities | 2021-09-06 | 2022-07-19 | RO | Asset management | 2021-09-06 | 2022-07-19 | RO | Dealing in securities | 2021-09-06 | 2022-07-19 | Rep | Dealing in futures contracts | 2021-11-03 | 2022-07-19 |
| 2 | CNI Global Assets Management Limited (HK) | Rep | Asset management | 2015-09-18 | 2017-07-14 | Rep | Asset management | 2017-09-22 | 2018-07-16 |
| 3 | CNI Securities Group Limited | Rep | Dealing in securities | 2012-07-19 | 2016-04-30 | Rep | Advising on securities | 2015-09-18 | 2016-04-30 | Rep | Advising on securities | 2017-10-10 | 2018-07-16 | Rep | Dealing in securities | 2017-10-10 | 2018-07-16 |
| 4 | Inheliance Asset Management Limited | Rep | Advising on securities | 2020-02-19 | 2020-04-16 | Rep | Asset management | 2020-02-19 | 2020-04-16 | RO | Advising on securities | 2020-04-16 | 2021-01-19 | RO | Asset management | 2020-04-16 | 2021-01-19 |
| 5 | KCG FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2018-09-07 | 2018-11-01 | Rep | Asset management | 2018-09-07 | 2018-11-01 | RO | Advising on securities | 2018-11-01 | 2019-12-23 | RO | Asset management | 2018-11-01 | 2019-12-23 |
| 6 | KCG SECURITIES ASIA LIMITED | Rep | Advising on securities | 2018-09-07 | 2018-11-01 | Rep | Asset management | 2018-09-07 | 2018-11-01 | Rep | Dealing in securities | 2018-09-07 | 2018-11-01 | RO | Advising on securities | 2018-11-01 | 2019-12-23 | RO | Asset management | 2018-11-01 | 2019-12-23 | RO | Dealing in securities | 2018-11-01 | 2019-12-23 |
| 7 | MORGAN FUEL GO SECURITIES LIMITED | Rep | Advising on securities | 2022-07-29 | 2022-08-09 | Rep | Asset management | 2022-07-29 | 2022-08-09 | Rep | Dealing in securities | 2022-07-29 | 2022-08-09 | RO | Advising on securities | 2022-08-09 | 2024-04-18 | RO | Asset management | 2022-08-09 | 2024-04-18 | RO | Dealing in securities | 2022-08-09 | 2024-04-18 |
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