Li, Zhan (SFC:AZX297) 李湛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Vered Asset Management (Hong Kong) Limited | Rep | Asset management | 2018-03-20 | 2023-02-01 |
| 2 | China Vered Securities Limited | Rep | Dealing in securities | 2018-03-13 | 2021-09-13 | Rep | Advising on securities | 2018-03-20 | 2021-09-13 | RO | Advising on securities | 2021-09-13 | 2023-02-01 | RO | Dealing in securities | 2021-09-13 | 2023-02-01 |
| 3 | CSII Capital Limited | RO | Advising on securities | 2023-03-08 | RO | Asset management | 2023-03-08 |
| 4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-07-08 | 2017-10-29 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2012-07-24 | 2012-09-13 |
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