Chen, Tao (SFC:AZY872) 陳韜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOSC International Company Limited | Rep | Advising on securities | 2017-05-17 | 2018-10-25 | Rep | Dealing in securities | 2017-05-17 | 2018-10-25 | RO | Advising on securities | 2018-10-25 | 2023-05-17 | RO | Dealing in securities | 2018-10-25 | 2023-05-17 | RO | Advising on corporate finance | 2020-01-24 | 2023-05-17 |
| 2 | BOSC International Securities Limited | RO | Advising on corporate finance | 2023-02-09 | 2023-08-17 | RO | Advising on securities | 2023-02-09 | 2023-08-17 | RO | Dealing in securities | 2023-02-09 | 2023-08-17 |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2012-07-27 | 2017-02-03 | Rep | Dealing in securities | 2012-07-27 | 2017-02-03 |
| 4 | SPDB International Capital Limited | Rep | Advising on corporate finance | 2017-02-16 | 2017-05-02 | Rep | Dealing in securities | 2017-02-16 | 2017-05-02 |
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