Ardon, Jean-Denis Etienne
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2014-03-14 | 2015-02-12 | Rep | Dealing in securities | 2014-03-14 | 2015-02-12 |
| 2 | NATIXIS ASIA LIMITED | Rep | Advising on securities | 2017-04-11 | 2019-11-29 | Rep | Dealing in securities | 2017-04-11 | 2019-11-29 | Rep | Advising on futures contracts | 2017-06-15 | 2019-11-29 | Rep | Dealing in futures contracts | 2017-06-15 | 2019-11-29 |
| 3 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-07-27 | 2013-11-02 | Rep | Dealing in securities | 2012-07-27 | 2013-11-02 |
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