Zhang, Yichen (SFC:AZY376) 張逸沉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2013-08-07 | 2014-04-26 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2016-03-15 | 2020-04-16 | Rep | Dealing in securities | 2016-03-15 | 2020-04-16 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2014-05-07 | 2015-10-27 | Rep | Dealing in securities | 2014-05-07 | 2015-10-27 |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2022-09-13 | 2022-11-30 | Rep | Dealing in futures contracts | 2022-09-13 | 2022-11-30 |
| 5 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-07-27 | 2013-07-27 | Rep | Dealing in securities | 2012-07-27 | 2013-07-27 |
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