Cao, Ye (SFC:AZY493) 曹野
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CPPIB Asia Inc. | Rep | Dealing in securities | 2019-08-07 | 2022-03-22 |
| 2 | CPPIB PE Investments Asia Limited | Rep | Dealing in securities | 2022-03-22 | 2023-08-31 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2012-07-30 | 2013-10-01 | Rep | Advising on securities | 2012-07-30 | 2013-10-01 | Rep | Dealing in securities | 2012-07-30 | 2013-10-01 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2012-07-30 | 2013-10-01 | Rep | Advising on securities | 2012-07-30 | 2013-10-01 | Rep | Dealing in securities | 2012-07-30 | 2013-10-01 |
| 5 | RRJ Management (HK) Limited | Rep | Advising on securities | 2015-03-10 | 2019-06-20 | Rep | Dealing in securities | 2015-03-10 | 2019-06-20 |
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