Yiu, Ka Yin 姚家燕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CreditEase Wealth Management (HK) Limited | Rep | Advising on securities | 2017-07-14 | 2022-07-08 | Rep | Asset management | 2017-07-14 | 2022-07-08 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2012-07-30 | 2014-04-12 | Rep | Advising on securities | 2012-07-30 | 2014-04-12 | Rep | Dealing in securities | 2012-07-30 | 2014-04-12 |
| 3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2012-07-30 | 2014-04-12 | Rep | Advising on securities | 2012-07-30 | 2014-04-12 | Rep | Dealing in securities | 2012-07-30 | 2014-04-12 |
| 4 | PANTHEON VENTURES (HK) LLP | Rep | Advising on securities | 2014-06-19 | 2015-04-30 |
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