Chan, Ka Ling (SFC:AZZ291) 陳嘉玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2023-10-12 | |
| 2 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Dealing in securities | 2013-12-19 | 2015-10-02 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2012-07-31 | 2013-09-14 | Rep | Advising on securities | 2012-07-31 | 2013-09-14 | Rep | Dealing in securities | 2012-07-31 | 2013-09-14 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2012-07-31 | 2013-09-14 | Rep | Advising on securities | 2012-07-31 | 2013-09-14 | Rep | Dealing in securities | 2012-07-31 | 2013-09-14 |
| 5 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-11-04 | 2017-01-31 | Rep | Advising on securities | 2015-11-04 | 2017-01-31 | Rep | Dealing in securities | 2015-11-04 | 2017-01-31 |
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