Ooi, Syn Yee 黃心怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Advisors | Rep | Advising on securities | 2016-08-03 | 2016-11-17 |
| 2 | FIL Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2014-11-03 | 2016-11-14 | Rep | Advising on securities | 2016-08-03 | RO | Dealing in securities | 2016-11-14 | 2023-12-18 | Rep | Dealing in securities | 2023-12-18 |
| 3 | SoFi Securities (Hong Kong) Limited | Rep | Dealing in securities | 2012-08-03 | 2014-07-04 |
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