Wong, Yun Sum (SFC:BAA672) 黃潤森
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2018-11-20 | |
| 2 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2018-11-20 | |
| 3 | North Beta International Securities Limited | Rep | Dealing in securities | 2012-08-09 | 2013-09-12 |
| 4 | GEO Securities Limited | Rep | Dealing in securities | 2013-11-20 | 2014-01-13 |
| 5 | PINESTONE SECURITIES LIMITED | Rep | Dealing in securities | 2014-09-10 | 2014-10-13 |
| 6 | Quam Asset Management Limited (b1983-06-28) | Rep | Advising on securities | 2015-02-12 | 2017-04-04 |
| 7 | Quam Asset Management Limited (b1983-06-28) | Rep | Asset management | 2015-02-12 | 2017-04-04 |
| 8 | INFORE CAPITAL MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Asset management | 2017-04-24 | 2018-06-29 |
| 9 | China Alpha Fund Management (HK) Limited | Rep | Advising on securities | 2018-10-16 | 2018-10-18 |
| 10 | China Alpha Fund Management (HK) Limited | Rep | Asset management | 2018-10-16 | 2018-10-18 |
| 11 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2018-11-20 | 2020-05-13 |
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