Tse, Ivy Yan Wah 謝欣樺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-08-04 | 2018-02-23 |
| 2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2012-08-13 | 2013-09-27 | Rep | Advising on securities | 2012-08-13 | 2013-09-27 | Rep | Dealing in securities | 2012-08-13 | 2013-09-27 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-09-08 | 2015-03-31 | Rep | Dealing in securities | 2014-09-08 | 2015-03-31 |
| 4 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-09-08 | 2015-03-31 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2014-04-01 | 2014-06-27 | Rep | Advising on securities | 2014-04-01 | 2014-06-27 | Rep | Dealing in securities | 2014-04-01 | 2014-06-27 |
| 6 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2014-04-01 | 2014-06-27 | Rep | Advising on securities | 2014-04-01 | 2014-06-27 | Rep | Dealing in securities | 2014-04-01 | 2014-06-27 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2018-03-19 | 2019-01-03 | Rep | Advising on securities | 2018-03-26 | 2019-01-03 | Rep | Dealing in securities | 2018-03-26 | 2019-01-03 |
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