Sarwal, Akshat
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Automated trading services | 2012-08-13 | 2013-09-23 | Rep | Dealing in securities | 2012-08-13 | 2018-07-16 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2012-08-13 | 2018-07-16 | Rep | Dealing in securities | 2012-08-13 | 2018-07-16 | Rep | Automated trading services | 2013-08-19 | 2018-07-16 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on futures contracts | 2018-10-18 | Rep | Advising on securities | 2018-10-18 | Rep | Dealing in securities | 2018-10-18 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2018-10-18 | Rep | Dealing in futures contracts | 2018-10-18 | Rep | Dealing in securities | 2018-10-18 |
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