Tam, Kin Kei 譚健基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Long Bridge HK Limited | Rep | Advising on securities | 2022-02-18 | |
| 2 | Long Bridge HK Limited | Rep | Dealing in securities | 2022-02-18 | |
| 3 | Long Bridge HK Limited | Rep | Asset management | 2023-06-27 | |
| 4 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2012-08-15 | 2012-08-23 |
| 5 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2014-03-19 | 2015-09-15 |
| 6 | Mason Securities Limited | Rep | Dealing in securities | 2014-03-19 | 2015-09-15 |
| 7 | THOMAS GLOBAL FINANCIAL SERVICES LIMITED | Rep | Dealing in securities | 2017-03-31 | 2018-09-24 |
| 8 | BOA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2018-10-05 | 2019-01-18 |
| 9 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2020-02-24 | 2022-01-23 |
| 10 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-02-24 | 2022-01-23 |
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