Tan, James Ye-Hui
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2012-08-15 | 2013-01-07 | Rep | Dealing in securities | 2015-03-25 | 2021-01-26 |
| 2 | Tora Trading Services Limited (HK) | Rep | Automated trading services | 2022-11-15 | Rep | Dealing in futures contracts | 2022-11-15 | Rep | Dealing in securities | 2022-11-15 |
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