Leung, Willie Pa Hung

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in futures contracts 2012-08-17 2013-08-31
2 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in securities 2012-08-17 2013-08-31
3 Citigroup Global Markets Asia Limited Rep Dealing in securities 2012-08-17 2014-06-19
4 Citigroup Global Markets Asia Limited Rep Dealing in futures contracts 2013-05-31 2014-06-19
5 Citigroup Global Markets Asia Limited Rep Automated trading services 2013-07-03 2014-06-19
6 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep Automated trading services 2014-08-08 2016-10-10
7 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep Dealing in securities 2014-08-08 2016-10-10
8 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2014-08-08 2016-10-10
9 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2014-08-08 2023-09-19
10 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep Automated trading services 2016-10-11 2023-09-19
11 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep Dealing in futures contracts 2016-10-11 2023-09-19
12 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep Dealing in securities 2016-10-11 2023-09-19

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