Takahashi, Taichi 高橋太一
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2012-08-17 | 2013-04-18 | RO | Dealing in futures contracts | 2013-04-18 | 2013-11-18 | Rep | Dealing in futures contracts | 2013-11-18 | 2015-07-18 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2012-08-17 | 2013-04-18 | Rep | Dealing in securities | 2012-08-17 | 2017-08-21 | RO | Dealing in futures contracts | 2013-04-18 | 2013-11-18 | Rep | Dealing in futures contracts | 2013-11-18 | 2017-08-21 | RO | Dealing in futures contracts | 2017-08-21 | RO | Dealing in securities | 2017-08-21 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2012-08-17 | 2013-04-18 | RO | Dealing in securities | 2013-04-18 | 2013-11-18 | Rep | Dealing in securities | 2013-11-18 | 2015-07-18 | RO | Dealing in futures contracts | 2017-08-21 | RO | Dealing in securities | 2017-08-21 | RO | Automated trading services | 2017-10-24 |
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