Takahashi, Taichi 高橋太一

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 UBS DERIVATIVES HONG KONG LIMITED Rep Dealing in futures contracts 2012-08-17 2013-04-18
2 UBS SECURITIES ASIA LIMITED Rep Dealing in futures contracts 2012-08-17 2013-04-18
3 UBS SECURITIES HONG KONG LIMITED Rep Dealing in securities 2012-08-17 2013-04-18
4 UBS SECURITIES ASIA LIMITED Rep Dealing in securities 2012-08-17 2017-08-21
5 UBS DERIVATIVES HONG KONG LIMITED RO Dealing in futures contracts 2013-04-18 2013-11-18
6 UBS SECURITIES ASIA LIMITED RO Dealing in futures contracts 2013-04-18 2013-11-18
7 UBS SECURITIES HONG KONG LIMITED RO Dealing in securities 2013-04-18 2013-11-18
8 UBS DERIVATIVES HONG KONG LIMITED Rep Dealing in futures contracts 2013-11-18 2015-07-18
9 UBS SECURITIES HONG KONG LIMITED Rep Dealing in securities 2013-11-18 2015-07-18
10 UBS SECURITIES ASIA LIMITED Rep Dealing in futures contracts 2013-11-18 2017-08-21
11 UBS SECURITIES ASIA LIMITED RO Dealing in futures contracts 2017-08-21
12 UBS SECURITIES ASIA LIMITED RO Dealing in securities 2017-08-21
13 UBS SECURITIES HONG KONG LIMITED RO Dealing in futures contracts 2017-08-21
14 UBS SECURITIES HONG KONG LIMITED RO Dealing in securities 2017-08-21
15 UBS SECURITIES HONG KONG LIMITED RO Automated trading services 2017-10-24

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