Wong, Ka Man (SFC:BAB806) 黃嘉敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2012-08-20 | 2014-06-03 | Rep | Dealing in securities | 2012-08-20 | 2014-06-03 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2017-11-09 | 2023-08-15 | Rep | Advising on securities | 2017-11-09 | 2023-08-15 | Rep | Dealing in securities | 2017-11-09 | 2023-08-15 |
| 3 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-08-21 | 2017-10-13 | Rep | Dealing in securities | 2014-08-21 | 2017-10-13 |
| 4 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-04-01 | 2017-10-13 |
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