Tsui, Dick Yee Daisy 徐狄怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aevitas Securities Limited | RO | Advising on securities | 2019-01-08 | 2019-04-04 | RO | Asset management | 2019-01-08 | 2019-04-04 | RO | Dealing in securities | 2019-01-24 | 2019-04-04 |
| 2 | GCAM Limited | Rep | Asset management | 2012-11-13 | 2013-06-30 |
| 3 | HUNG SING SECURITIES LIMITED | Rep | Asset management | 2013-08-15 | 2014-02-28 |
| 4 | KINGKEY SECURITIES GROUP LIMITED | Rep | Dealing in securities | 2014-03-26 | 2016-08-31 |
| 5 | Kirin Asset Management Limited | Rep | Asset management | 2016-09-30 | 2017-07-28 | RO | Asset management | 2017-07-28 | 2017-12-18 |
| 6 | Kirin Securities Limited | Rep | Advising on securities | 2017-06-14 | 2017-12-18 | Rep | Dealing in securities | 2017-06-14 | 2017-12-18 |
| 7 | SP Securities Limited | Rep | Asset management | 2018-01-16 | 2018-02-13 | Rep | Advising on securities | 2018-01-16 | 2018-07-24 | Rep | Dealing in securities | 2018-01-16 | 2019-01-01 | RO | Asset management | 2018-02-13 | 2019-01-01 | RO | Advising on securities | 2018-07-24 | 2019-01-01 |
| 8 | STAND RICH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2012-08-20 | 2012-10-08 |
| 9 | VC ASSET MANAGEMENT LIMITED | Rep | Asset management | 2019-04-08 | 2019-05-30 | RO | Asset management | 2019-05-30 |
| 10 | VC BROKERAGE LIMITED | Rep | Advising on securities | 2019-04-08 | 2019-05-30 | Rep | Dealing in securities | 2019-04-08 | 2019-05-30 | RO | Advising on securities | 2019-05-30 | RO | Dealing in securities | 2019-05-30 |
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