Hu, Chen (SFC:BAC155) 胡琛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2012-08-22 | 2015-08-17 | Rep | Dealing in securities | 2013-07-05 | 2015-08-17 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2018-07-13 | Rep | Dealing in securities | 2018-07-17 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2016-02-01 | 2016-12-18 | Rep | Advising on corporate finance | 2016-12-19 | 2018-04-14 |
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