Chan, Chi Kan 陳志勤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Canfield Securities Company Limited | Rep | Dealing in securities | 2017-10-17 | 2019-03-21 | RO | Dealing in securities | 2019-03-21 | 2021-03-01 | Rep | Advising on securities | 2019-08-19 | 2021-03-01 | Rep | Asset management | 2019-08-19 | 2021-03-01 |
| 2 | Quam Securities Limited | Rep | Dealing in futures contracts | 2012-10-11 | 2017-09-29 | Rep | Dealing in securities | 2012-10-11 | 2017-09-29 | Rep | Asset management | 2014-04-22 | 2017-09-29 |
| 3 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2012-08-22 | 2012-09-29 |
| 4 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2012-08-22 | 2012-09-29 |
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