Lam, Benny Chi Wai 林志偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASA SECURITIES LIMITED | Rep | Advising on securities | 2023-07-28 | 2024-02-23 | Rep | Dealing in securities | 2023-07-28 | 2024-02-23 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2023-03-13 | 2023-06-09 |
| 3 | Integrity Construction & Development Securities Group Limited | Rep | Advising on securities | 2024-07-09 | Rep | Dealing in securities | 2024-07-09 |
| 4 | MANGO FINANCIAL LIMITED | Rep | Dealing in securities | 2018-02-22 | 2019-01-28 | Rep | Advising on securities | 2018-08-23 | 2020-05-04 | RO | Dealing in securities | 2019-01-28 | 2020-05-04 |
| 5 | Tongfang Securities Limited | Rep | Advising on securities | 2020-05-07 | 2022-01-07 | RO | Dealing in securities | 2020-05-07 | 2022-01-07 |
| 6 | Wealthy Securities Limited | RO | Advising on securities | 2024-04-10 | 2024-06-20 | RO | Dealing in securities | 2024-04-10 | 2024-06-20 |
| 7 | YONXI Securities Limited | RO | Advising on securities | 2022-06-13 | 2022-12-31 | RO | Dealing in securities | 2022-06-13 | 2022-12-31 |
| 8 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2012-08-22 | 2018-02-05 |
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