Chan, Kai Yin (SFC:BAC398) 陳佳燕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2012-08-27 | 2013-08-13 | Rep | Dealing in securities | 2012-08-27 | 2017-04-28 | Rep | Dealing in futures contracts | 2013-12-16 | 2017-04-28 |
| 2 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2020-05-07 | Rep | Dealing in futures contracts | 2020-05-07 |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2020-05-07 | Rep | Dealing in securities | 2020-05-07 |
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