Baraton, Xavier Francois
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Halbis Capital Management (Hong Kong) Limited | Rep | Dealing in securities | 2010-04-27 | 2010-05-10 | Rep | Dealing in securities | 2010-11-26 | 2010-12-10 | Rep | Dealing in securities | 2011-02-22 | 2011-03-08 | Rep | Dealing in securities | 2011-05-11 | 2011-05-25 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2010-04-27 | 2010-05-10 | Rep | Dealing in securities | 2010-11-26 | 2010-12-10 | Rep | Dealing in securities | 2011-02-22 | 2011-03-08 | Rep | Dealing in securities | 2011-05-11 | 2011-05-25 | Rep | Dealing in securities | 2012-05-14 | 2012-05-28 | Rep | Dealing in securities | 2013-09-30 | 2013-10-13 | Rep | Dealing in securities | 2014-05-16 | 2014-05-23 | Rep | Dealing in securities | 2017-03-21 | 2017-03-27 | Rep | Dealing in securities | 2017-06-15 | 2017-06-24 | Rep | Dealing in securities | 2018-03-16 | 2018-03-26 | Rep | Dealing in securities | 2019-09-26 | 2019-10-04 | Rep | Advising on securities | 2023-02-24 | 2023-03-03 | Rep | Dealing in securities | 2023-02-24 | 2023-03-03 | Rep | Advising on securities | 2023-06-01 | 2023-06-09 | Rep | Dealing in securities | 2023-06-01 | 2023-06-09 | Rep | Advising on securities | 2024-02-27 | 2024-03-01 | Rep | Dealing in securities | 2024-02-27 | 2024-03-01 |
| 3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-04-27 | 2010-05-10 | Rep | Dealing in securities | 2010-11-26 | 2010-12-10 | Rep | Dealing in securities | 2011-02-22 | 2011-03-08 | Rep | Dealing in securities | 2011-05-11 | 2011-05-25 | Rep | Dealing in securities | 2012-05-14 | 2012-05-28 | Rep | Dealing in securities | 2013-09-30 | 2013-10-13 | Rep | Dealing in securities | 2014-05-16 | 2014-05-23 | Rep | Dealing in securities | 2017-03-21 | 2017-03-27 | Rep | Dealing in securities | 2017-06-15 | 2017-06-24 | Rep | Dealing in securities | 2018-03-16 | 2018-03-26 | Rep | Dealing in securities | 2019-09-26 | 2019-10-04 | Rep | Advising on securities | 2023-02-24 | 2023-03-03 | Rep | Dealing in securities | 2023-02-24 | 2023-03-03 | Rep | Advising on securities | 2023-06-01 | 2023-06-09 | Rep | Dealing in securities | 2023-06-01 | 2023-06-09 | Rep | Advising on securities | 2024-02-27 | 2024-03-01 | Rep | Dealing in securities | 2024-02-27 | 2024-03-01 |
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