Sandhu, Palbinder
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2019-03-01 | 2019-07-22 | Rep | Asset management | 2019-03-01 | 2019-07-22 | Rep | Dealing in securities | 2019-03-01 | 2019-07-22 | RO | Advising on securities | 2019-07-22 | 2021-08-06 | RO | Asset management | 2019-07-22 | 2021-08-06 | RO | Dealing in securities | 2019-07-22 | 2021-08-06 |
| 2 | Conning Asia Pacific Limited | Rep | Advising on securities | 2012-08-28 | 2018-11-27 | Rep | Dealing in securities | 2012-08-28 | 2018-11-27 | Rep | Asset management | 2017-10-18 | 2018-11-27 | RO | Advising on securities | 2018-11-27 | 2019-01-25 | RO | Asset management | 2018-11-27 | 2019-01-25 | RO | Dealing in securities | 2018-11-27 | 2019-01-25 |
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