Chen, Lan (SFC:BAC304) 陳藍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2016-12-23 | 2021-12-10 | Rep | Asset management | 2016-12-23 | 2021-12-10 | Rep | Dealing in securities | 2016-12-23 | 2021-12-10 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2012-08-28 | 2013-08-05 | Rep | Dealing in securities | 2012-08-28 | 2013-08-05 |
| 3 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-01-08 | 2015-08-15 |
| 4 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2014-01-08 | 2015-08-15 |
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