Zhao, Ye (SFC:BAD298) 趙曄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2012-08-29 | 2013-02-20 |
| 2 | MUFG Securities Asia Limited | Rep | Advising on securities | 2013-09-16 | Rep | Dealing in securities | 2013-09-16 | Rep | Advising on corporate finance | 2015-02-03 |
| 3 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Dealing in securities | 2013-05-16 | 2013-07-13 |
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