Wang, Yuan (SFC:BAD323) 汪源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2015-12-14 | 2016-04-15 | Rep | Asset management | 2015-12-14 | 2016-04-15 | Rep | Dealing in securities | 2015-12-14 | 2016-04-15 |
| 2 | Dantai Capital Limited (HK) | RO | Asset management | 2017-04-07 | |
| 3 | Income Partners Asset Management (HK) Limited | Rep | Advising on securities | 2013-09-18 | 2015-09-19 | Rep | Asset management | 2013-09-18 | 2015-09-19 |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2012-08-28 | 2013-06-07 | Rep | Advising on securities | 2012-08-28 | 2013-06-07 | Rep | Dealing in futures contracts | 2012-08-28 | 2013-06-07 | Rep | Dealing in securities | 2012-08-28 | 2013-06-07 |
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