Loh, Alexandra Ying Ning
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2013-01-07 | 2015-07-07 | Rep | Automated trading services | 2013-01-07 | 2015-07-07 | Rep | Dealing in securities | 2013-01-07 | 2015-07-07 |
| 2 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2019-01-07 | 2022-05-31 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2018-09-03 | 2018-12-06 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2018-09-03 | 2018-12-06 | Rep | Dealing in futures contracts | 2018-09-03 | 2018-12-06 | Rep | Dealing in securities | 2018-09-03 | 2018-12-06 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-09-03 | 2013-01-07 | Rep | Dealing in securities | 2012-09-03 | 2013-01-07 |
| 6 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-09-03 | 2013-01-07 | Rep | Dealing in securities | 2012-09-03 | 2013-01-07 |
| 7 | Schonfeld Strategic Advisors (Hong Kong) Limited | Rep | Asset management | 2022-06-01 | |
| 8 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2015-08-06 | 2018-06-02 | Rep | Dealing in securities | 2015-08-06 | 2018-06-02 |
| 9 | UBS SECURITIES HONG KONG LIMITED | Rep | Automated trading services | 2015-08-06 | 2016-12-18 | Rep | Dealing in securities | 2015-08-06 | 2016-12-18 | Rep | Automated trading services | 2016-12-19 | 2018-06-02 | Rep | Dealing in securities | 2016-12-19 | 2018-06-02 |
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