Ra, Hye Rin 羅慧璘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2013-07-04 | 2015-02-26 |
| 2 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2020-03-30 | 2021-03-26 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Automated trading services | 2017-09-20 | 2019-08-14 | Rep | Dealing in securities | 2017-09-20 | 2019-08-14 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-09-03 | 2012-10-20 | Rep | Dealing in securities | 2012-09-03 | 2012-10-20 |
| 5 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-09-03 | 2012-10-20 |
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