Cheng, Wan Shan 鄭允珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CNCB (Hong Kong) Capital Limited | Rep | Advising on futures contracts | 2012-09-03 | 2015-07-20 | Rep | Advising on corporate finance | 2012-09-03 | 2015-12-02 | Rep | Advising on securities | 2012-09-03 | 2015-12-02 | Rep | Asset management | 2012-09-03 | 2015-12-02 |
| 2 | JOINCAP CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-12-15 | 2016-02-02 | Rep | Advising on securities | 2015-12-15 | 2016-02-02 | Rep | Asset management | 2015-12-15 | 2016-02-02 | RO | Advising on corporate finance | 2016-02-02 | 2017-08-31 | RO | Advising on securities | 2016-02-02 | 2017-08-31 | RO | Asset management | 2016-02-02 | 2017-08-31 |
| 3 | Sheng Yuan Sino Asset Management Limited | RO | Advising on securities | 2018-05-25 | 2020-01-31 | RO | Asset management | 2018-05-25 | 2020-01-31 |
| 4 | Superactive Financial Group Company Limited | Rep | Advising on corporate finance | 2018-01-18 | 2018-03-30 | Rep | Advising on securities | 2018-01-18 | 2018-03-30 | Rep | Asset management | 2018-01-18 | 2018-03-30 |
| 5 | ZhongHua Finance Asset Management Co., Limited | Rep | Asset management | 2020-05-08 | 2020-06-08 | RO | Asset management | 2020-06-08 | 2020-11-20 |
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