Ma, Di (SFC:BNB075) 马迪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Boman Capital (Hong Kong) Limited | Rep | Advising on securities | 2018-07-12 | 2019-02-28 | Rep | Asset management | 2018-07-12 | 2019-02-28 |
| 2 | First Prosperous Asset Management Company Limited | Rep | Advising on securities | 2019-08-20 | 2020-09-02 | Rep | Asset management | 2019-08-20 | 2020-09-02 | RO | Advising on securities | 2020-09-02 | 2020-12-31 | RO | Asset management | 2020-09-02 | 2020-12-31 |
| 3 | First Prosperous Capital Company Limited | Rep | Dealing in securities | 2019-08-20 | 2020-12-31 | Rep | Advising on corporate finance | 2019-09-04 | 2020-12-31 |
| 4 | Gulf Line Capital Advisors Limited | Rep | Advising on securities | 2021-04-15 | 2021-06-29 | Rep | Asset management | 2021-04-15 | 2021-06-29 | RO | Advising on securities | 2021-06-29 | RO | Asset management | 2021-06-29 |
| 5 | WAN LUNG SECURITIES LIMITED | Rep | Advising on securities | 2019-03-18 | 2019-08-19 | Rep | Asset management | 2019-03-18 | 2019-08-19 | Rep | Dealing in securities | 2019-05-17 | 2019-08-19 |
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