Tse, Ka Chun (SFC:BAD807) 謝家俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2022-06-17 | Rep | Dealing in securities | 2022-06-17 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2022-07-11 | |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2020-02-18 | 2022-05-31 | Rep | Dealing in securities | 2020-02-18 | 2022-05-31 |
| 4 | Leonteq Securities (Hong Kong) Limited | Rep | Advising on securities | 2012-09-07 | 2013-04-20 | Rep | Dealing in securities | 2012-09-07 | 2013-04-20 |
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