Lee, Shu Fan (1963) 李樹勛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NUOXIN CAPITAL (HONG KONG) LIMITED | RO | Advising on securities | 2011-03-21 | 2015-01-29 | RO | Asset management | 2011-03-21 | 2015-01-29 |
| 2 | SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2015-02-17 | 2017-07-14 | RO | Asset management | 2015-02-17 | 2017-07-14 |
| 3 | TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED | RO | Asset management | 2017-07-26 | 2023-09-30 |
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