Huberty, Kathryn Lynn
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2012-09-14 | 2012-09-21 | Rep | Dealing in securities | 2013-05-06 | 2013-05-13 | Rep | Dealing in securities | 2014-05-05 | 2014-05-11 | Rep | Dealing in securities | 2016-11-11 | 2016-11-18 | Rep | Advising on securities | 2017-05-24 | 2017-05-27 | Rep | Dealing in securities | 2017-05-24 | 2017-05-27 | Rep | Advising on securities | 2018-11-23 | 2018-11-28 | Rep | Dealing in securities | 2018-11-23 | 2018-11-28 | Rep | Advising on securities | 2019-11-15 | 2019-11-25 | Rep | Dealing in securities | 2019-11-15 | 2019-11-25 | Rep | Advising on securities | 2023-06-26 | 2023-06-30 | Rep | Dealing in securities | 2023-06-26 | 2023-06-30 |
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