Yan, Jing (SFC:BAB590) 嚴靜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Advising on securities | 2021-07-05 | |
| 2 | BOCOM International Securities Limited | Rep | Dealing in securities | 2021-07-05 | |
| 3 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2021-07-23 | |
| 4 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2012-09-17 | 2017-09-14 |
| 5 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2017-10-10 | 2021-06-14 |
| 6 | Yunfeng Securities Limited | Rep | Dealing in securities | 2017-10-10 | 2021-06-14 |
| 7 | Yunfeng Asset Management Limited | Rep | Asset management | 2019-10-31 | 2021-06-14 |
| 8 | Yunfeng Financial Markets Limited | Rep | Advising on securities | 2019-10-31 | 2021-06-14 |
| 9 | Yunfeng Financial Markets Limited | Rep | Asset management | 2019-10-31 | 2021-06-14 |
| 10 | Yunfeng Securities Limited | Rep | Advising on securities | 2019-10-31 | 2021-06-14 |
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