Gu, Yifan (SFC:BAE171) 顧一帆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-09-29 | 2018-09-07 | Rep | Dealing in securities | 2017-09-29 | 2018-09-07 | Rep | Advising on securities | 2018-08-02 | 2018-09-07 |
| 2 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-09-29 | 2018-09-07 |
| 3 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2018-11-19 | 2021-09-30 | Rep | Advising on securities | 2018-11-19 | 2021-09-30 | Rep | Dealing in securities | 2018-11-19 | 2021-09-30 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2012-09-17 | 2017-07-04 | Rep | Advising on securities | 2012-09-17 | 2017-07-04 | Rep | Dealing in securities | 2012-09-17 | 2017-07-04 |
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