Yu, Hong (SFC:BAE174) 于泓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DAOYI ASSET MANAGEMENT LIMITED | RO | Asset management | 2023-12-08 | |
| 2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2014-08-11 | 2015-09-22 | Rep | Advising on securities | 2014-08-11 | 2015-09-22 | Rep | Dealing in securities | 2014-08-11 | 2015-09-22 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2012-09-17 | 2014-07-03 | Rep | Advising on securities | 2012-09-17 | 2014-07-03 | Rep | Dealing in securities | 2012-09-17 | 2014-07-03 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2015-11-20 | 2016-12-18 | Rep | Advising on corporate finance | 2016-12-19 | 2018-01-27 |
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