Chan, Chun Yin (SFC:BAF372) 陳俊賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-09-20 | 2014-09-30 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2012-09-20 | 2014-09-30 |
| 3 | CHARLESWIN BULLION LIMITED | Rep | Dealing in futures contracts | 2016-03-29 | 2017-06-21 |
| 4 | YICKO SECURITIES LIMITED | Rep | Asset management | 2016-03-29 | 2017-06-21 |
| 5 | YICKO SECURITIES LIMITED | Rep | Dealing in securities | 2016-03-29 | 2017-06-21 |
| 6 | Wealthy Securities Limited | RO | Advising on securities | 2017-06-29 | 2019-02-23 |
| 7 | Wealthy Securities Limited | RO | Asset management | 2017-06-29 | 2019-02-23 |
| 8 | Wealthy Securities Limited | RO | Dealing in securities | 2017-06-29 | 2019-02-23 |
| 9 | Lego Asset Management Limited | RO | Advising on securities | 2019-03-01 | 2019-08-27 |
| 10 | Lego Asset Management Limited | RO | Asset management | 2019-03-01 | 2019-08-27 |
| 11 | Lego Securities Limited | Rep | Dealing in securities | 2019-05-09 | 2019-08-27 |
| 12 | D'Asie Asset Management Limited | RO | Advising on securities | 2019-09-10 | 2022-01-28 |
| 13 | D'Asie Asset Management Limited | RO | Asset management | 2019-09-10 | 2022-01-28 |
| 14 | D'Asie Asset Management Limited | RO | Dealing in securities | 2020-06-04 | 2022-01-28 |
| 15 | Carnegie Hill Capital Partners Limited | Rep | Advising on securities | 2022-02-08 | 2022-04-01 |
| 16 | Carnegie Hill Capital Partners Limited | Rep | Asset management | 2022-02-08 | 2022-04-01 |
| 17 | Carnegie Hill Capital Partners Limited | Rep | Dealing in securities | 2022-02-08 | 2022-04-01 |
| 18 | Carnegie Hill Capital Partners Limited | RO | Advising on securities | 2022-04-01 | 2022-12-13 |
| 19 | Carnegie Hill Capital Partners Limited | RO | Asset management | 2022-04-01 | 2022-12-13 |
| 20 | Carnegie Hill Capital Partners Limited | RO | Dealing in securities | 2022-04-01 | 2022-12-13 |
| 21 | Century City Assets Management (HK) Limited | RO | Advising on securities | 2023-04-03 | 2023-10-06 |
| 22 | Century City Assets Management (HK) Limited | RO | Asset management | 2023-04-03 | 2023-10-06 |
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